Spectrum Financial Alliance Ltd., L.L.C.   

integrity. commitment to service. standards of excellence.


  "For over 25 years, I've had the privilege of helping our clients build financial security, grow their assets, provide for their children's education, and secure their retirement income. Our process involves carefully analyzing each client's individual circumstances, designing a portfolio that 'fits' their goals and objectives, monitoring and managing client assets in all market environments, and adhering to our firm's guiding principle - The Golden Rule. We intend to delight our clients in helping manage their financial assets and providing real solutions that make a positive difference in each person's life."

-C. Kelly Buckley, MBA, CFP®

Founder of Spectrum Financial Alliance Ltd., L.L.C.
Managing Principal, Managing Director for Asset Management


Trust is crucial when selecting an investment service provider to accurately represent you. At Spectrum Financial Alliance, Ltd., L.L.C., your financial future and peace of mind are paramount. Other investment service providers may unnecessarily jeopardize your financial well being by promoting their best interests through in-house products and hidden fees. You have worked hard to secure your financial future and deserve the best through personalized relationships, upheld by integrity, where our clients always come first!

Your unique interests and investment needs require custom-tailored investment and financial planning. By performing an in-depth analysis prior to presenting any financial plan or investment proposal, we eliminate cookie cutter models that are disadvantageous and offer solutions that address your specific needs and goals. As a Registered Investment Advisor, we have a fiduciary duty to our clients, thereby putting our clients’ interests above our own and avoiding any conflicts of interest. Discover how our elite firm sets precedents that others cannot offer. Discover the Spectrum advantage!


 Spectrum Financial Alliance

 Traditional Stock Brocker

 Fiduciary Standard

Suitability Standard

 Put Client's Best Interest First 100% of the Time

 Utilize financial products

 Zero Commissions

Received Commissions

 Fee-Only Compensation

Can have fee-based compensation and received additional 12-b fees 

 Always put the Client's Interest above our own

Incentives to put their own interest first

 Higher Standard of Loyalty and Care to the Client

Lower standard of Loyalty and Care to the Client 

 Provide Ongoing Financial Advice & Investment Portfolio Management

 Sell Financial Products

 Full Disclosure of Fees

 Can Impose Hidden Fees